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Securities Law Archives

Curing Delinquent Securities Filings: The Super 10-K

During the aftermath of the great recession, many companies have become delinquent in their periodic quarterly ("10-Q") and annual ("10-K") securities filings because they could not raise enough capital to pay the multitude of professionals involved with their public company reporting. As manycommentators have noted, the Securities and Exchange Commission ("SEC") generally requires later filers to cure individual 10-Q's and 10-K's.

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